Shares
 
FAQs

Visit our FAQ page to find the answers to the most commonly asked questions, including how to create an account, explaining ETFs, and providing useful links, forms, and tables.

FAQs
Shares

Start investing in Australian shares the smart way. Discover ThinkTrader today.

Open Shares Account
Learn To Trade
 
Indicators & Chart Patterns

Deepen your knowledge of technical analysis indicators and hone your skills as a trader.

Find your detailed guides here
Trading Glossary

From beginners to experts, all traders need to know a wide range of technical terms. Let us be your guide.

Learn more
Knowledge Base

No matter your experience level, download our free trading guides and develop your skills.

Learn more
Learn To Trade

Trade smarter: boost your skills with our training resources.

Create a live account
Market Analysis
 
Market News

All the latest market news, with regular insights and analysis from our in-house experts

Learn more
Economic Calendar

Make sure you are ahead of every market move with our constantly updated economic calendar.

Learn more
Technical Analysis

Harness past market data to forecast price direction and anticipate market moves.

Learn more
Live Webinars

Boost your investing knowledge with our live, interactive webinars delivered by industry experts.

Register now
Special Reports

Engaging, in-depth macroeconomic analysis and expert educational content from our in-house analysts

Learn more
Market Analysis

Harness the market intelligence you need to build your trading strategies.

Create a live account
Partnership
 
Money Manager

Increase your income and get compensated for your trading knowledge with ThinkInvest, putting you in control.

Learn more
Introducing Broker

ThinkMarkets ensures high levels of client satisfaction with high client retention and conversion rates.

Learn more
White Label

We supply everything you need to create your own brand in the Forex industry.

Learn more
Regional Representatives

Partner with ThinkMarkets today to access full consulting services, promotional materials and your own budgets.

Learn more
Partnership

Plug into the next-gen platforms and the trades your clients want.

 
About ThinkMarkets
 
Sponsorships

Check out our sponsorships with global institutions and athletes, built on shared values of excellence.

Learn more
About Us

Find out more about ThinkMarkets, an established, multi-award winning global broker you can trust.

Learn more
Negative Balance Protection

Trade with peace of mind. Never lose more than what you deposited, no matter what the market conditions.

Learn more
Careers

Discover a range of rewarding career possibilities across the globe

Apply now
ThinkMarkets News

Keep up to date with our latest company news and announcements

Learn more
Trading Infrastructure

When it comes to the speed we execute your trades, no expense is spared. Find out more.

Learn more
Contact Us

Our multilingual support team is here for you 24/7.

Learn more
About ThinkMarkets

Global presence, local expertise - find out what sets us apart.

Create a live account
Log in Create account

1. Definitions and Interpretations

 

Part A. FinEx Terms & Conditions

1. Definitions and Interpretations

“ASIC” means Australian Securities and Investments Commission.


“ASX“ means ASX Limited ABN 98 008 624 691, and “ASX Group” means the group of companies comprising ASX and its subsidiaries.

 

“ASX Clear” means ASX Clear Pty Limited 48 001 314 503, a wholly owned subsidiary of ASX and a member of the ASX Group.

 

ASX Clear Rules means the operating rules of ASX Clear as amended from time to time.

 

“AFSL” means Australian Financial Services Licence.

 

“AML/CTF Act” means the Anti-Money Laundering and CounterTerrorism Financing Act 2006 as amended from time to time together with any rules, regulations or other instruments made or declared under the Act and words and phrases used in these Terms and Conditions shall have the same meaning as defined in that Act.

 

“Application Form” means the application form set out in Part 2 of this NAA.

 

ASX Settlement means ASX Settlement Pty Ltd ABN 49 008 504 532.

 

ASX Settlement Rules means the operating rules of ASX Settlement as amended from time to time.

 

“Business Day” means a day other than a Saturday, Sunday, New Year‟s Day, Good Friday, Easter Monday, Christmas Day, Boxing Day; and any other day which ASX notifies Market Participants is not a business day.

 

“CHESS” means the Clearing House Electronic Sub-register System.

 

“Client Application Form” means the FinEx account opening form that has been provided to you by your FSP to complete and sign.
 

A “Confirmation”(previously known as a contract note) means a record which sets out the detail of a Market transaction or transactions executed on your behalf, including the consideration or proceeds, related charges and GST, and the time (Settlement Date) by which payment or delivery of financial products sold is to be made.

 

“Controlled Trust”, being a Trust in relation to which you, a member(s) of your Immediate Family or a corporation controlled by you:is a trustee (e.g. corporate trustee of your DIY super fund); holds more than 50% of the whole beneficial interest; or controls the Trust.

 

“Controller” means: a person holding 20% of the total votes attached to voting shares of an ASX Participant (e.g. FinEx), an applicant for ASX Participant status, or a person who, together with Related Parties, holds 20% of such votes; or a person who has the power to control the Participant or applicant, whether that power is direct or indirect or is, or can be, exercised as a result of, by means of, in breach of, or by revocation of, trusts, relevant agreements and practices, or any of them, and whether or not they are enforceable, but does not include an entity, a holding company of the entity or a subsidiary of the entity, through which the entity has an interest in the Participant or applicant that is an entity listed on ASX or any other Australian stock exchange or Recognised Overseas Stock Exchange.

 

“Immediate Family” means your partner or spouse or children under 18 years old or other members of your household (i.e. living with you at your place of residence).

 

“Family Company” means a corporation controlled by you or a member(s) of your Immediate Family, or a corporation in which you are beneficially ‘entitled to more than 50% of the issued capital.

 

“FSG” means Financial Services Guide

 

“FSP” means your Financial Service Provider (e.g. your Financial Planner or Financial Adviser).

 

“Family Trust” means a Trust in which you or member(s) or your Immediate Family is the sole or majority beneficiary, or a Trust where you have the ability to remove and replace the Trustee with a person or entity nominated by you.

 

“FinClear” means FinClearPty Ltd ABN 63 607 164 714, AFSL No. 481017

 

“FinEx” means FinClear Execution Limited, ABN 56 061 751 102, AFSL No 246842,.

 

“Settlement Date” means the date and time specified for settlement of a market transaction in the Confirmation . “Service” means the client account, information services and other related products and services provides by us under agreement with your FSP.

 

“Third Party Clearer” means FinClear

 

“we”, “us” and “our” means FinEx.

 

“you” and “your” means you, the account holder, being the person or persons in whose name the account is to be established, whether corporation, trustee or natural person.

Back to top