Part E. FinEx Financial Services Guide
FinClear Execution Ltd (ABN 56 061 751 102 AFSL 246842)
Financial Services Guide (FSG)
Issue Date: 1 April 2017
Purpose of this FSG
The purpose of this Financial Services Guide (FSG) is to help you decide whether to use any of the service arrangements your financial services provider (FSP) has in place with FinClear Execution Ltd (FinEx). It aims to provide sufficient information for you to make an informed decision about using our limited dealing, advisory and related services. Our services, and the financial products they cover, can be complex and subject to special regulations impacting how the services are to be provided. That’s why this FSG describes them in some detail. It is important that you read it carefully and file it away for later reference. Should you wish to discuss the services described in greater depth, you should contact your FSP.
This FSG contains information about, amongst other things, investment risk, interests of ours which may conflict with yours, and remuneration/benefits payable to FinEx if you use our services. Charges, commissions or fees not listed in the body of this FSG are listed in the attached Schedule of Fees. This FSG also tells you what to do if you have a complaint and how we would handle it. It explains the need for, the protection of, and how we use your personal information provided to us by your FSP.