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Schedule of Fees


All of the following does not include GST and is in AUD unless otherwise indicated.

Brokerage on final products traded on ASX
Buy / Sell Transaction 
Minimum (for non MDA 
 $50.00 or 0.5% (whichever is greater)
Buy /Sell Transaction 
Minimum (for MDA clients)
 $15.00 or 0.3% (whichever is greater)
Example: An order to buy A$2,000 worth of BHP shares will incur the 
minimum brokerage of A$50.00 +GST. If the order is for A$20,000.00, the rate will be 0.5% costing $100 +GST 
The Brokerage is the minimum FinEx charges (receives) but our rates are negotiated with your FSP who will provide with details of their charges. 
Any amount that your FSP wants to add to the FinEx minimum brokerage will be rebated back to your FSP.
Brokerage and other fees on financial products traded on International Markets
FinEx Brokerage  $200.00 or 1.75% (whichever is greater)
Settlement Fees for Non DTC Markets (Europe  USD $79.00
Settlement Fees for DTC Markets (North America)  USD 400
International stock transfer fee  $75.00
Example: An order placed into the DTC market to the value of A$3,500.00 would incur the minimum brokerage of A$200.00 + USD$4.00.  If the order is placed into a Non DTC market for the same value it would incur the minimum brokerage of A$200.00 + USD$79.00. The above rates are negotiable and area guide only. They can vary depending on the size of the transaction and the country and type of financial products being traded. We will provide you FSP with full details of any fees payable prior to your FSP placing the order.
ASX MFund Settlement Administration Fees  $50.00
Portfolio Reviews and Specialist Advice
Portfolio Review / Proposal  $500.00 / portfolio (no specialist advice)
Specialist advice  $150.00 per hour
Normal brokerage rates apply to subsequent transactions (if any)


Portfolio Administration (PAS)
Minimum monthly fee $49.00 per month
Administration Fee 0.1% to 0.35% based on FUM
Transaction fees (Direct Managed Funds/Investments) $50.00
Brokerage on Australian listed securities through desk 0.15% ($30 min and $100 max
Brokerage on International Listed Securities  0.8% ($180 min)
Transaction Fees (International Listed Securities)  $50.00
Asset Transfer Fee $220.00 per portfolio
Private Asset Fee (including direct property)  $250 per annum per asset
FinEx Managed Accounts
Managed Account Fee 0.35% of the total FUM per annum 
Tax Reporting 0.2% of the total FUM per annum
Transactions $30.00
Charges relating to Sponsored Accounts:
Off Market Transfers $50.00 per transfer
Transfers out of Estates $50.00 per transfer
Charges related to Issuer Sponsored (SRN) holdings:
Off Market Transfers $80.00 per transfer 
Transfers out of Estates $80.00 per transaction 
SRN Search $20.00 per security
Fail Fees
 Trades < $100,000
$100 per day
 Trades > $100,001 10% to a maximum of $5000 per day
 Purchases:   Initial Fail Fee $50.00
Dishonour Fee:   $50.00
Note Fail Fees are levied by the ASX and will be passed on to you.
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