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What Financial Services Can FinEx Provide?

 

What Financial Services Can FinEx Provide?

 

FinEx is authorised by its AFSL to provide general financial advice on the following financial products

 

     ▪ deposit and payment products limited to basic and non-basic deposit products (e.g. bank accounts);

 

     ▪ any securities (e.g. shares, debentures);

 

     ▪ interests in managed investment scheme, including investor directed portfolio services;

 

     ▪ interests in managed investment schemes limited to Managed Discretionary Account (MDA) services;

to retail and wholesale clients.

 

FinEx is also authorised to deal in the following financial products:

 

     ▪ deposit and payment products limited to basic and non-basic deposit products (e.g. bank accounts);

 

     ▪ derivatives (e.g./ ETOs and warrants)

 

     ▪ foreign exchange contracts

 

     ▪ any securities (e.g. shares, debentures)

 

     ▪ debentures, stocks or bonds issued or proposed to be issued by a government;

 

     ▪ interests in managed investment schemes including investor directed portfolio services;

 

     ▪ interests in managed investment schemes limited to MDA services

 

     ▪ retirement savings accounts products

 

     ▪ superannuation;

 

     ▪ financial investment products limited to MDA services to retail and wholesale clients.

 

FinEx may also underwrite issues of securities and interests in managed investment schemes and operate custodial or depository services other than investor directed portfolio services to retail and wholesale clients By ‘advice’ we mean a recommendation or opinion, written or verbal, about an investment product or strategy. The important difference between general and personal advice is explained in Sections 0 and 0, below.

 

By ‘dealing’ we mean acquiring and disposing of products on behalf of clients. Our services focus on financial products that may be applied for and settled or redeemed and settled (i.e. they are not listed but are cleared and settled by CHESS) traded or to be traded on ‘live’ markets such as those operated by ASX. In relation to foreign traded products, we have arrangements in place with other stockbrokers operating on major overseas securities or stock exchanges in order to transact on those markets. FinEx also provides general advisory and dealing services in relation to other unlisted products such as bank bills, bonds, other money market instruments, debentures, endowment and other types of warrants, and superannuation and other trust products (e.g. property and equities trusts).

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