1. Terms used in this FSG
AFSL Australian Financial Services Licence ASX
ASX Limited ABN 98 008 624 691 or the market operated by it, as the context requires
Broker A Participant of one or more Relevant Exchanges which has engaged FinClear to clear transactions executed by the Broker on a Relevant Exchange.
Chi-X Chi-X Australia Pty Limited ABN 47 129 584 667 or the market operated by it, as the context requires
Client Clients are considered ‘wholesale’ or ‘retail’ as defined under the Corporations Act.
ETOs Exchange Traded Options
Financial Intermediary An AFSL holder who has engaged FinClear to execute and clear transactions on a Relevant Exchange.
FOS Financial Ombudsman Service
FSG Financial Services Guide
IDPS Investor Directed Portfolio Services
International Securities Trader A FinClear group entity or a third party authorised to provide securities dealing and/or custody services on an international market.
MDA Managed discretionary accounts, being a service which a Broker may provide to you under which you authorise the Broker to manage an investment portfolio on your behalf and to make investments decisions in relation to the portfolio in accordance with an investment program agreed with you.
FinClear, we, us, our FinClear Pty Ltd ABN 60 136 184 962; AFSL No. 338 264
FinClear Nominees FinClear Nominees Pty Ltd ACN 608 644 024, a a wholly owned subsidiary of FinClear,
Relevant Exchange ASX or Chi-X, or the financial markets operated by them (as the context requires).