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1. Terms used in this FSG

 

1. Terms used in this FSG

 

AFSL Australian Financial Services Licence  ASX 


ASX Limited ABN 98 008 624 691 or the market operated by it, as the context requires

 

Broker A Participant of one or more Relevant Exchanges which has engaged FinClear to clear transactions executed by the Broker on a Relevant Exchange.

 

Chi-X Chi-X Australia Pty Limited ABN 47 129 584 667 or the market operated by it, as the context requires

 

Client Clients are considered ‘wholesale’ or ‘retail’ as defined under the Corporations Act.  

 

ETOs Exchange Traded Options

 

Financial Intermediary  An AFSL holder who has engaged FinClear to execute and clear transactions on a Relevant Exchange.  

 

FOS Financial Ombudsman Service  

 

FSG Financial Services Guide

 

IDPS Investor Directed Portfolio Services

 

International Securities Trader A FinClear group entity or a third party authorised to provide securities dealing and/or custody services on an international market.

 

MDA  Managed discretionary accounts, being a service which a Broker may provide to you under which you authorise the Broker to manage an investment portfolio on your behalf and to make investments decisions in relation to the portfolio in accordance with an investment program agreed with you.

 

FinClear, we, us, our FinClear  Pty Ltd ABN 60 136 184 962; AFSL No. 338 264

 

FinClear Nominees  FinClear Nominees Pty Ltd ACN 608 644 024, a a wholly owned subsidiary of FinClear,

 
Relevant Exchange ASX or  Chi-X, or the financial markets operated by them (as the context requires). 

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