Regulations FAQs

 

Regulations
 

Who are you regulated by?

In the UK, we are authorised and regulated by the Financial Conduct Authority (FCA) under FRN 629628.
In Australia, we are regulated by the Australian Investments and Security Commissions (ASIC), who administers the Corporations Act 2001.
As a regulated FX broker, we are regularly audited. Therefore we continually maintain high standards to provide you with the peace of mind when trading with us.
 

Your money

 

Where are my funds held?
As detailed in ASIC Benchmark Five (Australian accounts), and in line with FCA requirements (UK accounts), we segregate all client funds in a separate account from our own operating funds. We only keep client funds in top-tier banks, such as Barclays Bank, National Australia Bank and Commonwealth Bank of Australia.

What is your Anti-Money Laundering policy?
Our A policy ensures that we comply with the anti-money laundering framework set forth by the Financial Action Task Force (FATF) and the rules of our regulators. In order to prevent money laundering conducted by individuals and organisations, we have structured and strict guidelines put in place. For a summary of our AML policy, click here.

Back to top